Day

April 24, 2014

24 April 2014

Cybersecurity Developments: SEC, FINRA, NIST, DOJ/FTC

SEC Launches Cybersecurity Examination Initiative – Promoting Cyber Preparedness

On April 15, 2014 the Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) released a Risk Alert announcing that the agency will be examining 50 registered broker-dealers and investment advisers in order to assess cybersecurity preparedness in … Read More

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