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April 27, 2016

27 April 2016

FINRA Expands Focus on Algorithmic Trading With New Registration Requirements

On April 7, 2016, the Securities and Exchange Commission (SEC) approved a proposed rule change by the Financial Industry Regulatory Authority (FINRA) that requires registration as Securities Traders of associated persons of FINRA members that are primarily responsible for the design, development or significant modification of algorithmic trading strategies.  Securities Read More

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