By

Kenyon Colli Hall

11 June 2020

Navigating Interactions Between Investment Advisers and Their Portfolio Companies: Risks and Best Practices

Insider trading and the potential misuse of material nonpublic information (MNPI) have long been areas of intense focus of the U.S. Securities and Exchange Commission’s (the SEC) examination and enforcement programs. Recent SEC actions reflect a trend toward increased scrutiny of the potential for investment advisers to receive — and … Read More

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