Leonard Ng, Author at Data Matters Privacy Blog

About Leonard Ng

London

Entries by Leonard Ng

19 01 '21

UK FCA Expectations on Call Recording in a Remote Working Environment — Market Watch 66

January 19, 2021/in Communications Privacy, Financial Privacy, International, Policy/by Leonard Ng

On 11 January 2021, the UK Financial Conduct Authority (FCA) published the 66th edition of its Market Watch newsletter. The newsletter sets out the FCA’s expectations for firms on recording telephone conversations and […]

22 10 '20

SEC Lifts Moratorium on Registration of UK-Based Managers

October 22, 2020/in EU, GDPR, International, Policy, SEC/by Leonard Ng

Recent communications from the U.S. Securities and Exchange Commission (SEC) indicate that the SEC is again considering registration of advisers located in the UK. The SEC had delayed approving UK […]