This session will focus on Corporate Governance, Enforcement Actions and SEC’s focus on Disclosures, and other regulatory developments:

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• Corporate Governance: AI and the Role of the Board of Directors:
  • The implications of AI on fiduciary duties and Board oversight of internal controls and related policies
• Regulatory Enforcement Actions and Guidance Concerning AI:
  • SEC rule proposal for investment advisers and broken-dealers on “predictive data analytics” including AI
  • SEC Chair Gensler speeches about AI
  • Corp Fin Areas of Focus on AI disclosures
  • SEC enforcement actions for “AI-washing”
  • CFTC request for comment on AI regulation
  • FINRA informal guidance concerning AI use by broker-dealers

SPEAKERS
Sonia Gupta Barros, Partner, Capital Markets, and co-leader, Public Companies, Sidley
W. Hardy Callcott, Partner, Securities Enforcement and Regulatory, Sidley
Holly J. Gregory, Partner, Corporate Governance, and co-leader, ESG and Crisis Management, Sidley

Sidley Austin LLP is an Approved Accredited Provider of CA, IL, and NY CLE credit. CLE credit is pending for this program.