John I. Sakhleh, Author at Data Matters Privacy Blog

About John I. Sakhleh

Washington, D.C.

Entries by John I. Sakhleh

27 10 '23

U.S. SEC Division of Exams Announces 2024 Examination Priorities

October 27, 2023/in Cybersecurity, Enforcement, SEC/by John I. Sakhleh

On October 16, 2023, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (EXAMS or Division) issued its annual examination priorities, which, for the first time, was published at […]

05 10 '23

Latest Wave of SEC Off-Channel Communications Enforcement Actions: Five Takeaways

October 5, 2023/in Enforcement, Information Security, SEC/by John I. Sakhleh

On September 29, 2023 — the last business day of its fiscal year — the U.S. Securities and Exchange Commission (SEC) issued the latest in a series of actions charging […]

12 01 '23

Broker-Dealers and Investment Advisers Should Double-Check Their “Identity Theft” Programs: SEC Division of Examinations Issues Risk Alert on SEC’s Identity Theft Red Flags Rule, Regulation S-ID

January 12, 2023/in Cybersecurity, Enforcement, Financial Privacy, Policy, SEC/by John I. Sakhleh

On December 5, 2022, the Division of Examinations of the Securities and Exchange Commission (SEC) released a Risk Alert discussing its observations on Regulation S-ID (Reg. S-ID) from recent examinations of […]