David M. Katz, Author at Data Matters Privacy Blog

About David M. Katz

New York

Entries by David M. Katz

05 02 '25

With New Technologies Come New Risks: FINRA Issues 2025 Regulatory Oversight Report

February 5, 2025/in AI, Cybersecurity, FINRA, FinTech, Quantum Computing/by David M. Katz

Last week, the Financial Industry Regulatory Authority (FINRA) published its 2025 Annual Regulatory Oversight Report. The 80-page report hits on a number of familiar themes and subjects and includes two […]

27 10 '23

U.S. SEC Division of Exams Announces 2024 Examination Priorities

October 27, 2023/in Cybersecurity, Enforcement, SEC/by David M. Katz

On October 16, 2023, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (EXAMS or Division) issued its annual examination priorities, which, for the first time, was published at […]